Via Shaman Sun:
Steps leading to jhana/dhyana
There are 9 steps in concentration training leading to shamatha (pali samatha) as explained in Alan Wallace's "The Attention Revolution." What follows is a brief overivew of this map with 9 steps, 6 powers, and 4 types of engagements featured in Wallace's handbook, with additional notes on terminology from different sources (such as "Mahayanasutralankara" and "Shravakabhumi" by Maitreyanatha/Asanga,"Bhavanakrama" by Kamalashila etc.).
Step | What is achieved | Power by which that is achieved | What problem persists | Attentional imbalances | Type of mental engagement | Quality of the experience | Involuntary thoughts | |
1 | Directed attention | One is able to direct the attention to the chosen object | Learning the instructions (skt. shruti) | No attentional continuity on the object | Coarse excitation | Focused | Movement | Flow of involuntary thought like a cascading waterfall |
2 | Continuous att. | Attentional continuity to a chosen object up to a minute | Thinking about the practice (skt. asaya) | Most of the time attention is not on the object | Coarse excitation | Focused | Movement | Flow of involuntary thought like a cascading waterfall |
3 | Resurgent att. | Swift recovery of distracted attention, mostly on the object | Mindfulness (skt. smrti) | One still forgets the object entirely for brief periods | Coarse excitation | Interrupted | Movement | Flow of involuntary thought like a cascading waterfall |
4 | Close att. | One no longer completely forgets the chosen object | Mindfulness, which is now strong | Some degree of complacency concerning samadhi | Coarse laxity and medium excitation | Interrupted | Achievement | Involuntary thoughts like a river quickly flowing through a gorge |
5 | Tamed att. | One takes satisfaction in samadhi | Introspection (skt. samprajanya) | Some resistance to samadhi | Medium laxity and medium excitation | Interrupted | Achievement | Involuntary thoughts like a river quickly flowing through a gorge |
6 | Pacified att. | No resistance to training the attention | Introspection | Desire, depression, lethargy, and drowsiness | Medium laxity and subtle excitation | Interrupted | Achievement | Involuntary thoughts like a river slowly flowing through a valley |
7 | Fully pacified att. | Pacification of attachment, melancholy, and lethargy | Enthusiasm (skt. virya) | Subtle imbalances of attention, swiftly rectified | Subtle laxity and excitation | Interrupted | Familiarity | Involuntary thoughts like a river slowly flowing through a valley |
8 | Single-pointed att. | Samadhi is long, sustained without any excitation or laxity | Mindfulness, introspection, enthusiasm | It still takes effort to ward off excitation and laxity | Latent impulses for subtle excitation and laxity | Uninterrupted | Stillness | Conceptually discursive mind is calm like an ocean with no waves |
9 | Attentional balance | Flawless samadhi is long, sustained effortlessly | Familiarity (skt. paricaya) | Attentional imbalances may recur infuture | Causes of those imbalances are still latent | Effortless | Perfection | Conceptually discursive mind is still like a great mountain |
* Coarse excitation: attention completely disengages from the medit. object. Medium exc: involuntary thoughts occupy the center of attention, while the medit. object is displaced to periphery. Subtle exc: Medit. object remains at center of attention, but involuntary thoughts emerge at periphery of attention.
* Coarse laxity: Attention mostly disengages from medit. object due to insufficient vividness. Medium lax: Object appears, but not with much vividness. Subtle lax: Object appears vividly, but attention is slightly slack.
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